The Broker

Results: 8164



#Item
181Investment / Securities Investor Protection Corporation / United States securities law / Madoff investment scandal / Bernard Madoff / U.S. Securities and Exchange Commission / Broker-dealer / Madoff / Recovery of funds from the Madoff investment scandal / Securities Investor Protection Act

Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
182House of Morgan / Mitsubishi UFJ Financial Group / Morgan Stanley / Depository Trust & Clearing Corporation / Stock / Jubilee / Silverdale

Stock Transfer Procedure Jubilee Women’s Center uses Morgan Stanley for all stock transfers. 1. Please inform Jubilee Women’s Center staff of the expected stock transfer date and amount. 2. After you or your broker n

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Source URL: www.jwcenter.org

Language: English - Date: 2016-01-27 20:34:23
183Loans / Credit / Financial technology / Peer-to-peer / Social economy / Peer-to-peer lending / EdgeVerve Systems / Mortgage loan / Government policies and the subprime mortgage crisis / Mortgage broker

Rethinking the Lending Value Chain

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Source URL: www.edgeverve.com

Language: English - Date: 2016-01-21 02:31:52
184Mortgage / Housing in the United Kingdom / Loans / Mortgage loan / Buy to let / Mortgage broker / Financial crisis of 200708 / Remortgage / Commercial mortgage / UK mortgage terminology

PARAGON MORTGAGES PRESS RELEASE 11th FEBRUARY 2016 FINANCIAL ADVISORS REPORT GROWING BUSINESS LEVELS 

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Source URL: www.paragon-group.co.uk

Language: English - Date: 2016-02-11 09:46:35
185Backup software / Backup / Business continuity and disaster recovery / Cloud storage / Remote backup service / Investment banking

CLIENT SUCCESS STORY INSTITUTIONAL BROKER DEALER SELECTS KeepItSafe TO COMPLY WITH INDUSTRY REGULATIONS Trusts and recommends KeepItSafe for proactive service and experience in the brokerage industry.

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Source URL: www.keepitsafej2.co.uk

Language: English - Date: 2016-08-18 06:15:35
186Financial markets / Electronic communication network / Payment for order flow / Broker-dealer / Order / Algorithmic trading / Best execution / Brokerage firm / Short / MT4 ECN Bridge / Dark liquidity

Plaintiff, by her attorneys, alleges, upon personal knowledge as to herself and her own acts, and upon information and belief as to all other matters, and based upon the investigation made by and through her attorneys, t

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Source URL: securities.stanford.edu

Language: English - Date: 2016-07-24 20:18:15
187Loans / Mortgage broker / Mortgage loan

September 22, 2011 Vetting the Lender By VI CKI E ELM ER BEFORE buying a house, borrowers will undoubtedly do a thorough check of the property, examining its structural soundness and the surrounding neighborhood, among

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Source URL: www.upfrontmortgagebrokers.org

Language: English - Date: 2012-02-26 02:00:00
188Financial markets / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Short / Securities regulation in the United States / Market maker

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 16:26:10
189Real estate / Residential real estate / Virtual Office Website / Investment / National Association of Realtors / Realtor.com / Real estate broker / Internet / Multiple listing service / Flat-fee MLS

Notice of Change to Seller’s Internet Display Options Addendum to Listing Input Form The purpose of this form is to provide the seller with the option to limit internet display of his/her property listing. For each opt

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Source URL: www.ntreis.net

Language: English - Date: 2013-01-18 12:29:45
190Financial services / Payment systems / Broker-dealer / Fixed income market / Fee / Franchising / Brokerage firm / Credit card / Broker

FEE WORKING GROUP REPORT ON ACCESSIBILITY AND STANDARDIZATION OF MISCELLANEOUS BROKER-DEALER FEES FOR RETAIL CUSTOMERS A collaborative and voluntary effort for the purpose of promoting accessible, standardized, and trans

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2015-09-28 08:43:05
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